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Overview

The Pulitzer Prize-winning epic of the Great Depression, a book that galvanized—and sometimes outraged—millions of readers.

First published in 1939, Steinbeck’s Pulitzer Prize-winning epic of the Great Depression chronicles the Dust Bowl migration of the 1930s and tells the story of one Oklahoma farm family, the Joads—driven from their homestead and forced to travel west to the promised land of California. Out of their trials and their repeated collisions against the hard realities of an America divided into Haves and Have-Nots evolves a drama that is intensely human yet majestic in its scale and moral vision, elemental yet plainspoken, tragic but ultimately stirring in its human dignity. A portrait of the conflict between the powerful and the powerless, of one man’s fierce reaction to injustice, and of one woman’s stoical strength, the novel captures the horrors of the Great Depression and probes into the very nature of equality and justice in America. At once a naturalistic epic, captivity narrative, road novel, and transcendental gospel, Steinbeck’s powerful landmark novel is perhaps the most American of American Classics.

Product Details

ISBN-13: 9780143145158
Publisher: Penguin Random House Audio Publishing Group
Publication date: 06/29/2011
Series: Penguin Audio Classics
Edition description: Unabridged
Pages: 1
Product dimensions: 5.30(w) x 5.80(h) x 2.20(d)
Age Range: 18 Years

About the Author

About The Author
John Steinbeck, born in Salinas, California, in 1902, grew up in a fertile agricultural valley, about twenty-five miles from the Pacific Coast. Both the valley and the coast would serve as settings for some of his best fiction. In 1919 he went to Stanford University, where he intermittently enrolled in literature and writing courses until he left in 1925 without taking a degree. During the next five years he supported himself as a laborer and journalist in New York City, all the time working on his first novel, Cup of Gold (1929).

After marriage and a move to Pacific Grove, he published two California books, The Pastures of Heaven (1932) and To a God Unknown (1933), and worked on short stories later collected in The Long Valley (1938). Popular success and financial security came only with Tortilla Flat (1935), stories about Monterey’s paisanos. A ceaseless experimenter throughout his career, Steinbeck changed courses regularly. Three powerful novels of the late 1930s focused on the California laboring class: In Dubious Battle (1936), Of Mice and Men (1937), and the book considered by many his finest, The Grapes of Wrath (1939). The Grapes of Wrath won both the National Book Award and the Pulitzer Prize in 1939.

Early in the 1940s, Steinbeck became a filmmaker with The Forgotten Village (1941) and a serious student of marine biology with Sea of Cortez (1941). He devoted his services to the war, writing Bombs Away (1942) and the controversial play-novelette The Moon is Down (1942). Cannery Row (1945), The Wayward Bus (1948), another experimental drama, Burning Bright (1950), and The Log from the Sea of Cortez (1951) preceded publication of the monumental East of Eden (1952), an ambitious saga of the Salinas Valley and his own family’s history.

The last decades of his life were spent in New York City and Sag Harbor with his third wife, with whom he traveled widely. Later books include Sweet Thursday (1954), The Short Reign of Pippin IV: A Fabrication (1957), Once There Was a War (1958), The Winter of Our Discontent (1961), Travels with Charley in Search of America (1962), America and Americans (1966), and the posthumously published Journal of a Novel: The East of Eden Letters (1969), Viva Zapata! (1975), The Acts of King Arthur and His Noble Knights (1976), and Working Days: The Journals of The Grapes of Wrath (1989).

Steinbeck received the Nobel Prize in Literature in 1962, and, in 1964, he was presented with the United States Medal of Freedom by President Lyndon B. Johnson. Steinbeck died in New York in 1968. Today, more than thirty years after his death, he remains one of America's greatest writers and cultural figures.

Date of Birth:

February 27, 1902

Date of Death:

December 20, 1968

Place of Birth:

Salinas, California

Place of Death:

New York, New York

Education:

Attended Stanford University intermittently between 1919 and 1925

Read an Excerpt

INTRODUCTION

I


The Grapes of Wrath is one of the most famous novels in America— perhaps even in the world. When John Steinbeck wrote this book he had no inkling that it would attain such widespread recognition, though he did have high hopes for its effectiveness. On June 18, 1938, a little more than three weeks after starting his unnamed new manuscript, Steinbeck confided in his daily journal (posthumously published in 1989 as Working Days):

If I could do this book properly it would be one of the really fine books and a truly American book. But I am assailed with my own ignorance and inability. I’ll just have to work from a background of these. Honesty. If I can keep an honesty it is all I can expect of my poor brain. . . . If I can do that it will be all my lack of genius can produce. For no one else knows my lack of ability the way I do. I am pushing against it all the time.

Despite Steinbeck’s doubts, which were grave and constant during its composition, The Grapes of Wrath turned out to be not only a fine book, but the most renowned and celebrated of his seventeen novels. Steinbeck’s liberal mixture of native philosophy, common-sense leftist politics, blue-collar radicalism, working-class characters, homespun folk wisdom, and digressive narrative form—all set to a bold, rhythmic style and nervy, raw dialogue—qualified the novel as the “American book” he had set out to write. The novel’s title—from Julia Ward Howe’s “Battle Hymn of the Republic”—was clearly in the American grain—and Steinbeck, a loyal Rooseveltian New Deal Democrat, liked the song “because it is a march and this book is a kind of march—because it is in our own revolutionary tradition and because in reference to this book it has a large meaning,” he announced on September 10, 1938, to Elizabeth Otis, his New York literary agent.

After its arduous composition from late May through late October 1938 (“Never worked so hard in my life nor so long before,” Steinbeck told Carl Wilhelmson), The Grapes of Wrath passed from his wife’s typescript to published novel (Viking’s designers set the novel in Janson type-face) in a scant four months. In March 1939, when Steinbeck received copies from one of three advance printings, he told Pascal Covici, his editor at The Viking Press, that he was “immensely pleased with them.” The novel’s impressive physical and aesthetic appearance was the result of its imposing length (619 pages) and Elmer Hader’s striking dust jacket illustration (which pictured the exiled Joads looking down from Tehachapi Pass to lush San Joaquin Valley). Steinbeck’s insistence that The Grapes of Wrath be “keyed into the American scene from the beginning” by reproducing all the verses of “Battle Hymn,” was only partly met: Viking Press compromised by printing the first page of Howe’s sheet music on the book’s endpapers in an attempt (unsuccessfully, it turned out) to deflect accusations of communism against the novel and its author.

Given the drastic plight of the migrant labor situation in California during the Depression, Steinbeck refused intentionally to write a popular book or to court commercial success. It was ironic, then, that shortly after its official publication date on April 14, 1939 (the fourth anniversary of “Black Sunday,” the most devastating of all Dust Bowl storms), fueled by the nearly 150 reviews—mostly positive—that appeared in newspapers, magazines, and literary journals during the remainder of the year, The Grapes of Wrath climbed to the top of the bestseller lists for most of the year, selling 428,900 copies in hardcover at $2.75 each. (In 1941, when Sun Dial Press issued a cloth reprint for a dollar, the publisher announced that more than 543,000 copies of Grapes had already been sold.) The Grapes of Wrath won the 1940 Pulitzer Prize (Steinbeck gave the $1,000 prize to friend Ritch Lovejoy to encourage his writing career), eventually became a cornerstone of his 1962 Nobel Prize, and proved itself to be among the most enduring—and controversial—works of fiction by any American author, past or present. In spite of flaws, gaffes, and infelicities its critics have enumerated—or perhaps because of them (general readers tend to embrace the book’s mythic soul and are less troubled by its imperfect body)—The Grapes of Wrath has resolutely entered both the American consciousness and its conscience. Few novels can make that claim.

If a literary classic can be defined as a book that speaks directly to readers’ concerns in successive historical and cultural eras, no matter what their critical approaches, methods, or preoccupations are, then surely The Grapes of Wrath is such a work. Each generation of readers has found something new and relevant about it that speaks to its times. You might love it, you might hate it, but you probably won’t be indifferent. Although Steinbeck could not have predicted its success (and was nearly ruined by its roller-coaster notoriety), the fact is that, in the past six-plus decades, The Grapes of Wrath has sold more than fifteen million copies and currently sells annually 150,000 copies. A graph in Book (July/August 2003) indicates that of the fifty bestselling “classic” British and American novels in 2002, Grapes ranks eleventh—five spots behind Fitzgerald’s The Great Gatsby, but seven ahead of Hemingway’s The Old Man and the Sea (Steinbeck and Hemingway are the only writers with three titles each on the list). In that same issue of Book, Jerome Kramer includes Grapes as one of the twenty books that changed America. Moreover, a recent spate of turn-of-the-century polls, all employing differing, even opposed methodologies, agendas, and criteria, arrived at similar conclusions: surveys by Radcliffe Publishing Course, Modern Library Board, Hungry Mind Review (now Ruminator Review), San Francisco ChronicleHeath Anthology of American Literature NewsletterLibrary Journal, and British booksellers Waterston’s all place The Grapes of Wrath among the premier works in English of the twentieth century.

Moreover, an elaborate Writer’s Digest (November 1999) survey of readers, writers, editors, and academics ranked John Steinbeck as the number one writer among the century’s “100 Best” (a list whittled down from more than seven hundred nominees). The criteria—admittedly slippery—used to judge each author included “influence,” “quality,” and “originality.” Even with a healthy dose of critical skepticism thrown into the mix, and a strong awareness of our turn-of-the-century obsession with compiling “best” lists, there is still something more significant at work in these dovetailing independent assessments of Grapes’ achievement than the mere operation of special pleading, narrow partisanship, demographic distribution, or simpleminded puffery. Something more than the vagaries of cultural correctness and identity politics is at work in these polls that keeps Steinbeck’s novel relevant to the kind of large-scale public conversation that took place in California in 2002, the year of Steinbeck’s one hundredth birthday, when the state’s Humanities Council, in an unprecedented and ambitious project, invited everyone in the state to read and discuss the novel at 140 public library venues. California’s effort was itself part of a nationwide Steinbeck centennial honoring the “Bard of the People,” which, according to Anne Keisman, became the “largest single author tribute in American history.”

Grapes
 has also had a charmed life on screen and stage. Steinbeck sold the novel’s film rights for $75,000 to producer Darryl F. Zanuck at 20th Century Fox. Then Nunnally Johnson scripted a truncated film version, which was nonetheless memorably paced, photographed (by ace cinematographer Greg Tolland), and acted (Henry Fonda as Tom Joad, Jane Darwell as Ma Joad, and John Carradine as Jim Casy) under the direction of John Ford in 1940. The film was nominated for seven Academy Awards, and took home two Oscars—Ford as Best Director; Darwell as Best Supporting Actress. (A restored DVD version with added historical features, Movietone documentary newsreel footage of Dust Bowl conditions, and extended interpretive commentary by Susan Shillinglaw and Joseph McBride was released in 2004.) It proved to be a “hard, straight picture . . . that looks and feels like a documentary film and . . . has a hard, truthful ring,” Steinbeck reported on December 15, 1939, after seeing its Hollywood preview. (Folksinger/songwriter Woody Guthrie said it was the “best cussed pitcher I ever seen,” and urged readers of his column in People’s World, “go to see it and don’t miss. You was the star in that picture. ”) Frank Galati faithfully adapted the novel for his Chicago-based Steppenwolf Company, whose Broadway production, featuring Gary Sinise as Tom Joad and Lois Smith as Ma Joad, won a Tony Award for Best Play in 1990.

Steinbeck’s novel has created legacies in other ways, too. Cesar Chavez, Jim Harrison, Edward R. Murrow, John Sayles, and Bruce Springsteen have all acknowledged Steinbeck as a valued predecessor. Ike Sallas, the hero of Ken Kesey’s Sailor Song (1992), prizes the novel and places it among his collection of classic American books—“the essential heavies,” he calls them. Steinbeck’s literary legacy goes on and on, show-cased recently by Shillinglaw’s John Steinbeck: Centennial Reflections by American Writers, a gathering of statements, homages, commentaries, reminiscences, and affections by nearly four dozen contemporary men and women writers of every genre and identity, from Edward Albee to Ursula K. Le Guin to Al Young. “John Steinbeck was the writer who taught me that literature could be about real people in real places,” California writer Gerald Haslam summed up in recalling Steinbeck’s impact. There are hilarious send-ups, too: MAD magazine’s “The Wrath of Grapes,” by John Steinfull, and Will Jacobs and Gerard Jones’s “The Beaver of Wrath” in their The Beaver Papers: The Story of the “Lost Season” of the television series Leave It to BeaverThe Grapes of Wrath has also been translated into nearly thirty languages. One way or another, it seems that Steinbeck’s words continue in Warren French’s apt phrase “the education of the heart.” Even Harold Bloom, among Steinbeck’s most inflexible critics and Olympian detractors, confessed in 1988 that “there are no canonical standards worthy of human respect that could exclude The Grapes of Wrath from a serious reader’s esteem.”

Every strong novel redefines our conception of fiction’s dimensions and reorders our awareness of its possibilities. The Grapes of Wrath has a populist, homegrown quality: part naturalistic epic, part labor testament, part family chronicle, part partisan journalism, part environmental jeremiad, part captivity narrative, part road novel, part transcendental gospel. Many American authors, upon finding that established fictional models don’t fully suit their sensibilities, forge their own genealogy by synthesizing personal vision and experience with a disparate variety of popular motifs, cultural forms, and literary styles.

Steinbeck was no exception; he was susceptible to many texts, ideas, currents, impulses, and models. To execute The Grapes of Wrath he drew directly and indirectly on the jump-cut technique of John Dos Passos’s U.S.A. trilogy (1938), the narrative tempo of Pare Lorentz’s radio drama Ecce Homo! and the sequential, rapid-fire quality of Lorentz’s documentary films The Plow That Broke the Plains (1936) and The River (1937), the stark visual effects of Dorothea Lange’s photographs of Dust Bowl Oklahoma and California migrant life, the timbre of the Greek epics, the rhythms of the King James Bible, the refrains of American folk music, the philosophical implications of Darwinism, the view of cooperative matriarchal society defined in Robert Briffault’s anthropological treatise The Mothers (1931), as well as Edward F. Ricketts’s all-important theories of natural ecology and phalanx (“group man”) organization (aided and abetted by interdisciplinary readings in ethnography, marine biology, political philosophy, and contemporary science). Steinbeck transformed these ancient, classical, and modern resources (especially biblical themes, parallels, analogies, and allusions) into his own kind of combinatory textual structure. As David Minter says, it is a mistake to read Steinbeck solely as “a realist, a naturalist, or a proletarian novelist.” The Grapes of Wrath is large; it contains multitudes. Malcolm Cowley’s claim that a “whole literature is summarized in this book and much of it is carried to a new level of excellence” is still pertinent. Thus, Steinbeck pushed back the boundaries of traditional mimetic fiction and redefined proletarian form.

And yet The Grapes of Wrath is in some ways an old-fashioned book, with roots in two major American fictional traditions: the masculine escape /adventure myth and the feminine sentimental/domestic tradition. The former features a sensitive young loner who retreats from civilization by lighting out for unknown frontier territory, while the latter highlights home-based values by creating, nurturing, and sustaining family and community relations through the performance of sentiment and affect. Historically, in nearly every regard, these two spheres appear to be separate and antagonistic, as aesthetically and thematically oppositional as Melville’s Moby-Dick and Stowe’s Uncle Tom’s Cabin, or Twain’s Adventures of Huckleberry Finn and Alcott’s Little Women, but Steinbeck, borrowing from both spheres and adding grimly realistic contemporary twists of his own, has woven them together in The Grapes of Wrath.

Tom Joad, an archetypal bad guy, a paroled, unrepentant killer, lights out for the West not alone, or even in the company of a select male comrade, as might be expected according to the delineations of what Nina Baym has famously dubbed “melodramas of beset manhood.” Far from being an isolate, Tom goes on the lam with his mother and his extended family; for the most part, their presence requires social propriety, not outlaw conduct. The Joad family vehicle, a Hudson Super-Six modified from passenger car to truck, becomes their “new hearth” and home, and acts as the site of matriarchal wisdom and the center of domestic relations during the migrant diaspora. Tom is indebted to ex-preacher Casy for guiding him toward social awareness and political action, but he is equally indebted to his own flesh and blood, especially Ma Joad, “citadel of the family,” who schools his sympathy for and affection toward common humanity.

Even though Ma is unable to move much beyond the limits of her nurturing wife/mother role (Mimi Gladstein notes that women’s roles are mostly functionary and enabling in this novel), in the larger picture, her efforts to keep her family intact, her loving relationship to Tom (a topic rarely discussed by scholars, and her mentoring of Rose of Sharon allow Steinbeck to interrogate one aspect of the American myth of entrenched power. Steinbeck critiques authoritarian (and often violent) masculinity by refusing to exclude the domain of private sensibility, feeling, and cooperation. “Steinbeck’s sensitivities to the values of female sensibilities demonstrate a . . . view that supports the idea of humanitarian, large-scale changes that would make America, as a nation, more responsive to larger social needs,” Nellie McKay asserts in David Wyatt’s New Essays on The Grapes of Wrath. Indeed, Tom’s ultimate spiritual lesson, realized in chapter 28, is not solely about brooding solipsistic individuality or the tragic nobility of a separate superior consciousness, as is often the case in Adamic adventure tradition works (think Natty Bumppo, Ishmael, Huck Finn, Nick Adams, Ike McCaslin), but about profoundly affective fellow-feeling for alienated others, the abiding motions of the heart. As Michael Szalay says, The Grapes of Wrath is “detached from anything like a coherent critique of capitalism,” and does not solve problems but makes compassion, empathy, and commitment not only possible but desirable in a class-stratified society.

Nothing less than the full spectrum of emotional coloration, from outright rage and inarticulate anger to honest sentiment and unabashed tenderness, is adequate to portray lives under pressure. Steinbeck, whose characters symbolize the “over-essence of people,” according to a July 6, 1938, entry in Working Days, was borrowing from and signifying on—and, in a sense, reinventing—both precursor cultural traditions. In renegotiating binaries of public/private, action/feeling, male/female, isolation/community, etc., The Grapes of Wrath is Steinbeck’s updated hybridized conjoining of nineteenth-century “literary” and “national” narratives characterized by Jonathan Arac in the second volume of Sacvan Bercovitch’s The Cambridge History of American Literature (1995).

In early July 1938, Steinbeck told literary critic Harry T. Moore that he was improvising his own “new method” of fictional technique: one that combined a suitably elastic form and elevated style to express the far-reaching tragedy of the migrant drama. In The Grapes of Wrath he devised a contrapuntal structure with short lyrical chapters of exposition and background pertinent to the migrants as a group—chapters 1, 3, 5, 7, 9 11, 12, 14, 17, 19, 21, 23, 25, 27, 29—alternating with the long narrative chapters of the Joad family’s exodus to California—chapters 2, 4, 6, 8, 10, 13, 16, 18, 20, 22, 24, 26, 30. (Chapter 15 is a swing chapter that participates in both editorial and narrative modes.) Steinbeck structured his novel by juxtaposition. His “particular” chapters are the slow-paced and lengthy narrative episodes that embody traditional characterization and advance the dramatic plot, while his jazzy, rapid-fire “interchapters” work at another level of cognition by expressing an atemporal, universal, synoptic view of the migrant condition. In one way or another, Steinbeck’s combinatory method has allegiances to the stereopticon, mentioned explicitly in chapter 10. The novel demonstrates how form itself is a kind of magic lantern, a shifting lens for magnifying and viewing multiple perspectives of reality.

No matter what aural or visual analogy we apply, the fact remains that The Grapes of Wrath is not a closed system of historical periodicity, but a relational field, a web of connections between text and context, nature and culture, physical earth and human inhabitants. His “general” or intercalary chapters (“pace changers,” Steinbeck called them) were expressly designed to “hit the reader below the belt. With the rhythms and symbols of poetry one can get into a reader—open him up and while he is open introduce things on a [sic] intellectual level which he would not or could not receive unless he were opened up,” Steinbeck revealed to Columbia University undergraduate Herbert Sturz in 1953. Throughout his career, Steinbeck was always a relational thinker, and in Grapes, the intercalary chapters provide a kind of anthropological “thick description” of the American migrant plight. Moreover, Steinbeck historicizes the Joad narrative by embedding his fiction in its contemporary milieu; conversely, he demonstrates the fluidity of history by re-creating it in fiction. History surrounds fiction; fiction embeds history. Text and context are integrally related to each other in a kind of necessary complementarity, “a unique ecological rhetoric,” according to Peter Valenti, whose totality cannot be separated, subdivided, or segregated without risking distortion of its many layers of meaning.

The Grapes of Wrath
 is an unapologetically engaged novel with a partisan posture, many complex voices, and passionate prose styles. Except for its unflinching treatment of the Depression’s climatic, social, and economic conditions, there is nothing cynically distanced about it, nothing coolly modernist in the way we have come to understand the elite literary implications of that term in the past ninety years. It is not narrated from the first person point of view, yet the language has a salty, catchy eyewitness quality about it, and its vivid biblical, empirical, poetical, cinematic, and folk styles demonstrate the tonal and visual acuity of Steinbeck’s ear and eye, the melding of experience and rhetoric, oral and literary forms.

Steinbeck told Merle Armitage on February 17, 1939, that in “composition, in movement, in tone and in scope,” The Grapes of Wrath was “symphonic.” His fusion of intimate narrative and panoramic editorial chapters enforces this dialogic concert. Chapters, styles, voices all speak to each other, set up resonances, send echoes back and forth—point and counterpoint, strophe and antistrophe—as in a symphony whose total impression surpasses the sum of its discrete and sometimes dissonant parts. Steinbeck’s novel belongs to that class of fictions whose shape issues not from an ideal blueprint of aesthetic propriety but from the generative urgency of its subject matter and its author’s experience. (“It had to be written,” Stanley Kunitz said in 1939.) Steinbeck’s direct involvement with the plight of America’s Dust Bowl migrants in the latter half of the 1930s created his obsessive urge to tell their story honestly but also movingly. “This must be a good book,” he wrote in Working Days on June 10, 1938. “It simply must. I haven’t any choice. It must be far and away the best thing I have ever attempted—slow but sure, piling detail on detail until a picture and an experience emerge. Until the whole throbbing thing emerges.” Like Stowe in Uncle Tom’s Cabin, making the audience see and feel that living picture was paramount. “I am not writing a satisfying story,” he claimed to Pascal Covici on January 16, 1939:

I’ve done my damndest to rip a reader’s nerves to rags, I don’t want him satisfied. . . . I tried to write this book the way lives are being lived not the way books are written. . . . Throughout I’ve tried to make the reader participate in the actuality, what he takes from it will be scaled entirely on his own depth or hollowness. There are five layers in this book, a reader will find as many as he can and he won’t find more than he has in himself. [Emphasis added.]

Steinbeck’s participatory aesthetic—it was the closest he came to conceptualizing a personal theory of the novel—linked the “trinity” of writer, text, and reader to ensure maximum affective impact on the audience. In representing the migrant experience, Steinbeck worked out a concept of reader-response theory generally well ahead of its time. (It coincided with the publication of Louise Rosenblatt’s Literature as Exploration in 1938, where she first proposed her pioneering transactional reader-response model.) In chapter 23 Steinbeck writes: “And it came about in the camps along the roads, on the ditch banks beside the streams, under the sycamores, that the story teller grew into being, so that the people gathered in the low firelight to hear the gifted ones. And they listened while the tales were told, and their participation made the stories great” (emphasis added). This seemingly innocuous moment has enormous performative consequences for writer and readers because it invites us to enter the text, and serves to make us active agents in the construction of meaning, which itself is always changing, depending on our critical preoccupations. Invested in the process of interpretation, readers must actively cross boundaries between differing realms of discourse, and must remain open to variant, flexible ways of experiencing the story, including being moved by the recuperative power of a narrative, which, according to Louis Owens, is structured on at least four simultaneous levels of existence, ranging from socioeconomic determinism to transcendent spirituality:

On one level it is the story of a family’s struggle for survival in the Promised Land. On another level it is the story of a people’s struggle, the migrants. On a third level it is the story of a nation, America. On still another level, through the allusions to Christ and those to the Israelites and Exodus, it becomes the story of mankind’s quest for profound comprehension of his commitment to his fellow man and to the earth he inhabits.

The last point opens the door to viewing The Grapes of Wrath as one of the most significant environmental novels of the century. From the dust storms that open the novel to the floods that close it, The Grapes of Wrath can be read as a novel that foregrounds “profound ecological awareness,” according to Donna Seaman. Grapes is a sustained indictment about a natural world despoiled by a grievous range of causes—natural disaster, poor land-use practices, rapacious acquisitiveness, and technological arrogance. Failure of genetic engineering and industrialized nature “hangs over the State like a great sorrow,” Steinbeck laments in chapter 25, and the “failure . . . that topples all our successes” stems from misconceived values— manipulating nature and misunderstanding man’s delicate place as a species in the biotic community. (Steinbeck’s ideas, indebted to Ed Ricketts’s ecological training, paralleled those of pioneering conservationist Aldo Leopold who proposed a viable land ethic in A Sand County Almanac.)

For more than sixty years Jim Casy’s errand into the wilderness has been interpreted in a strictly Christian framework, despite his insistence in chapter 8, “ ‘I ain’t sayin’ I’m like Jesus.’ ” Whatever other considerable ends it achieves, Casy’s sojourn brings him to an understanding of “deep ecology,” an egalitarian, biocentric, nonsectarian view in which all living things are related and equally valued: “ ‘There was the hills, an’ there was me, an’ we wasn’t separate no more. We was one thing. An’ that one thing was holy,’ ” he tells Tom Joad (emphasis added). In our age of increased environmental awareness, perhaps The Grapes of Wrath’s most resonant and radical lesson is that saving a bioregion or ecosystem requires the kind of gesture symbolized in eco-hero Casy’s sacrifice and Rose of Sharon’s gift of breast milk to a starving man—that is, gestures (affective or otherwise) that dramatize a way of giving that requires full commitment to a realm larger than the self. In its polemical register and evangelical tone, in its trajectory from I to We, in its indictment of a “crime . . . that goes beyond denunciation,” The Grapes of Wrath is at once an elegy for and a challenge to live in harmony with the earth.

Like many American novels, The Grapes of Wrath does not offer codified or institutional solutions to cataclysmic social, economic, political, and environmental problems. Rather, it leads us deeper into complexities those issues raise by historicizing beneficence, sympathy, compassion, and relatedness. For instance, Grapes privileges the white American migrant labor scene. Steinbeck elides—but was not ignorant of—the problems of nonwhite migrant workers—Filipinos, Chinese, Japanese, and Mexicans—who made up a significant percentage of California’s agricultural labor force, according to Carey McWilliams and other informed observers. (William Conlogue notes that part of Grapes’ bestseller status came from Steinbeck portraying “whites being treated as if they were nonwhite.”) And yet, in any event, his book still speaks to the experience of human disenfranchisement, still holds out hope for an ecology of dignified human advancement. At every level The Grapes of Wrath enacts the process of its author’s belief and embodies the shape of his faith, as in this ringing synthesis from chapter 14.

The last clear definite function of man—muscles aching to work, minds aching to create beyond the single need—this is man. To build a wall, to build a house, a dam, and in the wall and house and dam to put something of Manself, and to Manself take back something of the wall, the house, the dam; to take hard muscles from the lifting, to take the clear lines and form from conceiving. For man, unlike any other thing organic or inorganic in the universe, grows beyond his work, walks up the stairs of his concepts, emerges ahead of his accomplishments. This you may say of man—when theories change and crash, when schools, philosophies, when narrow dark alleys of thought, national, religious, economic, grow and disintegrate, man reaches, stumbles forward, painfully, mistakenly sometimes. Having stepped forward, he may slip back, but only half a step, never the full step back. This you may say and know it and know it.

As Charles Shindo explains, in Steinbeck’s desire to instill a sense of justice in his audience, The Grapes of Wrath provokes not only individual thought but collective action.

What People are Saying About This

From the Publisher

“Steinbeck is a poet. . . . Everything is real, everything perfect.” —Upton Sinclair, Common Sense

“I think, and with earnest and honest consideration . . . that The Grapes of Wrath is the greatest American novel I have ever read." — Dorothy Parker

“It seems to me as great a book as has yet come out of America.” —Alexander Woollcott

Reading Group Guide

The Grapes of Wrath
by John Steinbeck

Prepared by Dr. Donald R. Gallo
Professor of English
Central Connecticut State University


NOTE TO THE TEACHER

The questions, exercises, and assignments on these pages are designed to guide students' reading of the literary work and to provide suggestions for exploring the implications of the story through discussions, research, and writing. Most of the items can be handled individually, but small group and whole class discussions will enhance comprehension. The Response Journal should provide students with a means, first, for recording their ideas, feelings, and concerns, and then for reflecting these thoughts in their writing assignments and class discussions. These sheets may be duplicated, but teachers should select and modify items according to the needs and abilities of their students.

INTRODUCTION

Life during the Great Depression of the 1930's was extremely difficult for almost everyone. But for those who had little to begin with, it created often unbearable circumstances. By 1935, drought and poor farming practices, especially in Oklahoma, Arkansas, Colorado, Kansas, and Texas, led to the wind erosion of topsoil. So severe was this problem that the affected areas of the Great Plains were labeled the Dust Bowl. At nearly the same time, the development of the all-purpose tractor enabled large landowners to dispense with the labor of farmers who were tenants on their land. By the late '30s, a majority of the approximately 1.8 million tenant farmers in the South had been evicted from their homes. Many of the displaced farmers sought work in the "promised land" of California. Eventually, there were as many as 300,000 migrants in California, several workers for every available job in the fertile farming valleys of that state.

In 1936, John Steinbeck conducted research on the people who had moved to California from Arkansas and Oklahoma; in 1937, he toured the Dust Bowl and traveled with migrants on their relentless drive to California. From those experiences he wrote The Grapes of Wrath, which upon publication in 1939 earned Steinbeck both high praise (including the Pulitzer Prize) and harsh criticism for its strong language and sociopolitical implications. The novel continues to be one of the most highly praised and vehemently criticized pieces of American literature.

PREPARING TO READ

  1. In American history texts and other library sources, read about the Dust Bowl and other events of the Great Depression. If possible, obtain some of the famous 1930s photographs of poor farmers, migrant laborers, and people on city food lines. With other students, share what you see in the faces of those people.
  2. Discuss what happens when machines replace people. What alternatives do unskilled workers have when they are replaced?
  3. What is your definition of family? Is a family made up only of relatives? What keeps a family together? Of what importance is family unity in today's society?
  4. Obtain a road map of the United States and, as you read the first half of the novel, trace the route taken by the Joads, noting the location of major events along the way
  5. As you read through the novel, stop occasionally to record your thoughts, reactions, and concerns in a Response Journal. Your journal may be a separate notebook or individual sheets which you clip together and keep in a folder. Include statements about the characters - what you learn about them, how they affect you - and your thoughts about the key issues and events which the book explores. Also, jot down questions you have about events and statements in the book which you do not understand. Your Response Journal will come in handy when you discuss the novel in class, write a paper, or explore a related topic that interests you. In addition, because this novel contains several sophisticated words (e.g., petulant) and unusual expressions (e.g., frawny), you may want to keep a list of some of those words and their meanings in your journal.

UNDERSTANDING THE STORY

Chapters 1-11: The Land

  1. What does the setting of the opening scene suggest about the rest of the novel? What does it suggest about family structure?
  2. Animals play an important symbolic role throughout this novel. What important qualities does the land turtle have as described in Chapter 3?
  3. What opinions does Casy, the former preacher, have about sin and using "bad words"?
  4. How do the tractors operate? What role does the bank play? What power do the small farmers have against the banks and the tractors?
  5. Of what importance is Muley in this story? What's the difference between being the hunter and being the hunted?
  6. Chapters 2, 4, 6, 8, and 10 tell the narrative about Tom Joad and his family the way novels usually do. What is the function of the other short chapters (1, 3, 5, etc.)? What does Chapter 7 imply about used-car salesmen?
  7. What do the faces of the Joad family reveal about them? What are the most important characteristics of Ma and Pa and of the grandparents?
  8. How does each member of the family feel about going to California? How does each feel about leaving home? What is young Tom's philosophy for dealing with the future? What does Ma's burning of the old stationery box illustrate?

Chapters 12-18: The Migration

  1. What is the first unpleasant event that occurs on the Joads' journey? What does that event portend about what lies ahead?
  2. What happens to solidify the family as they drive along? Of what significance is Grampa Joad's death? How does Granma take it? What is Ma's philosophy of "holdin' on"? What is the value of Casy's prayer?
  3. What does it show about the Joads when they befriend the Wilsons? What is the significance of the change from "I" to "We" (p. 165)?
  4. What is the function of Chapter 15? What does it imply about businessmen, waitresses, and truck drivers?
  5. When the car breaks down, what is significant about Ma's reaction? How does the mechanical difficulty affect the relationship between Tom and Al?
  6. How does the one-eyed man in the junkyard feel about the owner of the yard? What advice does Tom give him?
  7. In the camping area, what information does the ragged man give to Pa about California? What effect does that information have on the Joads?
  8. What effect does the nightly camping have on the people heading for California? How does it give them strength and power?
  9. What is the Joads' first view of California? What impressions of California do the two men from the Panhandle provide? Why does Noah leave? What is Ma's response?
  10. Why are the migrants called "Okies"? What do the two boys in the service station in Needles say about Okies?
  11. Of what symbolic value is the desert? Does California look the way the characters thought it would? What do we learn about Granma? What do Ma's reactions again show about her?

Chapters 19-30: The Promised Land

  1. How has farming changed according to Chapter 19? Why do the local people fear the migrants? What is a Hooverville? How do you suppose a Hooverville got its name? What are the "three great facts of history" (p. 263), and what do they imply about the outcome of the events in this novel?
  2. Why is it so difficult to obtain work in California? Why do wages fall? What keeps the men from uniting? What advice does Floyd Knowles give? How is Rose of Sharon affected by all of this?
  3. How do the police treat the migrants? Why? What does Casy's attack on the deputy reveal about him? Why is Uncle John so upset? What causes Connie to leave?
  4. What does Ma Joad mean when she says "Why, we're the people - we go on"?
  5. In what ways does the hostility of the local people change the migrants? How are the government camps different from the Hoovervilles? What is effective about the way they are run?
  6. How does Mr. Thomas (Chapter 22) treat the workers? How does Tom feel about working? In what ways does Mr. Thomas represent the dilemma of the small farmer?
  7. How do the Joads, especially the children, show their ignorance of "modern" conveniences?
  8. What do the events in Chapter 22 say about charity, religion, and hard work? What and who are "reds"?
  9. How is it that people are starving when fruit is overabundant? Why do the owners destroy the surplus?
  10. Why do the Joads leave the government camp at Weedpatch? How is life at the Hooper ranch different? How is it typical of the lives of migrants? What does Ma's encounter in the store show about the plight of migrant workers?
  11. What does Tom discover about Casy? How is Casy different from what he once was? How does Tom react to the attack on Casy?
  12. What do the boxcars provide besides shelter? In hiding, what decision does Tom make? How does Ma feel about that? What conclusion does Ma reach about the family? What keeps them all from giving up?
  13. How does the rain affect the lives of the migrants? Of what importance is building the dike, even if it breaks? How does Ma know they will survive?
  14. What impact does the stillbirth of Rose of Sharon's baby have? What does Uncle John do with the dead baby, and what does this act signal about him and the other migrants?
  15. Why is Rose of Sharon's feeding the starving man an appropriate ending for this novel? Why is she smiling "mysteriously"?

Digging Deeper

  1. In the beginning, each character has personal reasons for wanting to go to California. In what ways does each individual's goal change? Which people grow to see a larger purpose in life? What factors contribute to their changes?
  2. The heroes of The Grapes of Wrath are on the bottom of the social ladder; their language is often vile, their behavior is sometimes as coarse as their language, and they freely discuss bodily functions (which in the 1930s were seldom mentioned in literature). What was Steinbeck's purpose in portraying such unrefined and coarse people? What would be the effect on readers if the Joads spoke "proper" English and did not curse?
  3. According to statements made in this novel, of what importance is anger in overcoming fear? What must be done with anger in order to make it productive? Do you agree or disagree with that philosophy as expressed in this novel?
  4. What is the effect of the chapters which come between the narrative about the Joads? How would the elimination of those chapters affect the meaning and the impact of the novel?
  5. Identify as many Biblical references or parallels as you can find in the novel and discuss their effectiveness as well as their meaning.
  6. The political implications of this novel have been strongly attacked. In what ways is the novel a criticism of capitalism? Does the novel advocate communism? Defend your opinions with evidence from the novel.
  7. In what ways is your definition of the term family similar to the meaning Ma Joad gives to the term? In what ways is Ma Joad's meaning different? What do the implications of her meaning contribute to the author's message in the novel?
  8. If you had been an owner of a large California farm in 1939, how would you have felt about people like the Joads? As the owner of that farm, how might this novel have changed your feelings?
  9. Steinbeck wrote to his editor about this novel: "I've done my damndest to rip a reader's nerves to rags, I don't want him satisfied." Did he succeed in doing that to you? If, so how did he accomplish it? If not, why weren't you affected in that way?
  10. Some critics maintain that this novel promotes hatred between classes of people. In what ways does it do that? In what ways does the novel's effect go beyond that?
  11. What has become of Noah? What does Connie do with the rest of his life? What will Tom become, and will he be successful at it? What will Al do next? How will these events change Rose of Sharon?
  12. You might have utilized notes from your Response Journal to answer some of the questions above. Now select one specific, unanswered question that you raised in your journal and see if your classmates can shed some light on that issue.

WRITING RESPONSES

  1. Explain the importance of the contrast between the dryness of the first part of the novel and the floods of the final part. Note also the frequent references to the sun as a "large red drop" that made a cloud look like a bloody rag and the earth look bloody. How do those images contribute to the meaning of the novel?
  2. Describe the role women play throughout this novel. Pay particular attention to the dialog between Ma and Pa Joad on page 467, and be sure to comment on the significance of Rose of Sharon's final act in the novel.
  3. Explain how Tom's imprisonment affected the way he behaved during the journey and throughout his search for work in California.
  4. Steinbeck describes the migrants as "homeless, hardened, intent, and dangerous" (p. 257). Write a newspaper editorial about those migrants as if you were the editor of a small town newspaper in California.
  5. Steinbeck admired the poor migrants and believed that from their enduring qualities "will grow a new system and a new life which will be better than anything we have had before." Was he right? What kinds of changes have come about because of the suffering of those migrants of the '30s? In our society today, what similar problems exist? What problems in recent times have been exposed by writers the way Steinbeck did in The Grapes of Wrath?
  6. Each of the characters in the novel had a dream of what he or she wanted in the future. Describe your own dreams and expectations for the future and explain how you intend to go about attaining them.
  7. Write a short story to describe what happens to the Wilsons after the Joads leave them behind.
  8. Write a factual newspaper account of the citizens' raid on the camp at Hooverville.
  9. Some Americans believe this novel is dirty, blasphemous, advocates a communistic society, and therefore should not be taught in high schools. Explain to parents in your town why you feel the novel should be read and studied in your high school, or explain to a group of teachers why you feel the novel should not be required.

EXPLORING FURTHER

  1. To learn of the angry reactions of Californians to The Grapes of Wrath, read Frank J. Taylor's "California's Grapes of Wrath," published in 1939. Similarly interesting is Martin Shockley's "The Reception of The Grapes of Wrath in Oklahoma," which appeared in 1944. Both are reprinted in The Viking Critical Library Edition of The Grapes of Wrath: Text and Criticism, edited by Peter Lisca.
  2. Read a simpler view of migrant workers in Steinbeck's Of Mice and Men, or about a strike of migrant workers in his In Dubious Battle.
  3. Research the requirements for and the other recipients of the Pulitzer Prize (for fiction) and the Nobel Prize, both of which were awarded John Steinbeck. Read his Nobel Prize speech.
  4. Who are the migrant workers today in California? Are they better organized than the "Okies" were? What are the typical wages paid today for picking peaches, lettuce, and other farm produce? Research the housing and living conditions for migrant workers in your state.
  5. Who picks cotton today? Find out about the capabilities of today's modern tractors and harvesters.
  6. What is the percentage of small farms in the U.S. today? How do today's small farmers compete against the gigantic land-owners, and what are their relationships with today's bankers? What has changed for farmers since the 1930s and what problems still exist?
  7. View the 1940 film based on this novel (available on video tape). How closely do Nunnally Johnson's screenplay and John Ford's direction follow the events and the spirit of the book?
  8. Write an advertisement for jobs for migrant workers of the '30s. To what would you want to appeal?
  9. Locate and play recordings of some of the music mentioned throughout this book, such as "Ol'' Dan Tucker" and "Chicken Reel." In what ways is the music like the people in The Grapes of Wrath?
  10. Locate drawings or photographs of some of the different types of automobiles mentioned in the novel, such as Cord, LaSalle, and Zephyr. Find out why those cars are no longer manufactured.

Interviews

California Dreamer: John Steinbeck, Born a Century Ago This Year, Left Us with The Grapes of Wrath -- and Its Seismic Effects
From the May/June 2002 issue of Book magazine.

The masterpiece The Grapes of Wrath appeared in 1939, when the Depression had dragged on for nearly a decade and seemed to stretch endlessly ahead. Thousands of families had been dislodged from small farms in the Southwest, their plight exacerbated by drought conditions and a moribund economy. Like the Joads of John Steinbeck's novel, these distraught families piled into old jalopies and headed west, to California, hoping for work and a better life. When they arrived, they discovered that Californians didn't need them or even want them. They were herded into dismal government "sanitary camps," where illness and hunger were pervasive.

Steinbeck was sent by a newspaper to report on the migrant situation. Notebook in hand, he toured the camps in an old bakery truck, driving up and down California's Central Valley, an area that he knew well from his childhood. In one of his first newspaper articles for The San Francisco News, Steinbeck described the predicament of the migrants who would inspire his novel:

They arrive in California usually having used up every resource to get here, even to the selling of the poor blankets and utensils and tools on the way to buy gasoline. They arrive bewildered and beaten and usually in a state of semi-starvation, with only one necessity to face immediately, and that is to find work at any wage in order that the family may eat.
In one camp, not far from Steinbeck's hometown of Salinas, he found about 2,000 people crammed into a pathetic shelter, many suffering from typhoid, flu, tuberculosis, and pneumonia. There was little food to be had, and the drinking water was foul. Once, when a riot broke out, the police squashed it brutally. "You couldn't fight back if you didn't feel good," Steinbeck wrote. "That was the secret the bosses and police had, and they knew they'd win."

After publishing his articles on the migrants, Steinbeck correctly guessed that his material was substantial enough to form the basis of a novel, and the first glimmerings of The Grapes of Wrath came into his head. In his journal, he wrote: "If only I could do this book properly it would be one of the really fine books and a truly American book." With eight books under his belt already, including 1937's Of Mice and Men, which had been a huge success as both a novel and a play, Steinbeck felt well prepared for the task at hand; indeed, he set to work with a vengeance.

He planned to write the book on an epic scale and decided it should alternate chapters of exposition and narrative. To keep it focused, he would center the story on one family, the Joads, tracking them from their farm in Oklahoma, along Route 66, and into California, where they would be forced into a camp with thousands of other "Okies" like themselves. The book, Steinbeck noted in the journal that he kept alongside the novel, would be composed "in a musical technique." He would try "to use the forms and the mathematics of music rather than those of prose." It would be "symphonic," he said, "in composition, in movement, in tone and in scope."

Steinbeck struggled to keep his concentration and remain disciplined, and one can follow his ups and downs in his journal. The entry for June 13, 1938, is typical. Steinbeck had been drinking with his friend Martin Ray the night before, and he came into his study the next day with a hangover:
Now a new week starts and unpropitiously for me. Last night up to Ray's and drank a great deal of champagne. I pulled my punches pretty well but I am not in the dead sober state I could wish. However, I will try to go to work. Don't have to because I have a day caught up. All sorts of things might happen in the course of this book, but I must not be weak. This must be done. The failure of will even for one day has a devastating effect on the whole, far more important than just the loss of time and wordage. The whole physical basis of the novel is discipline of the writer, of his material, of the language. And sadly enough, if any of the discipline is gone, all of it suffers. And this slight fuzziness of mine may be a break in the discipline. I don't know yet. But right now I intend to find out.
Despite the hangovers and self-doubts, the writing progressed with astonishing speed and fluency. Between May and October 1938, he produced a manuscript of 200,000 words, writing in longhand with Tchaikovsky and Stravinsky playing on the gramophone behind his desk. On September 3rd, he christened the book The Grapes of Wrath, a title suggested by his wife and plucked from "The Battle Hymn of the Republic." The narrative was completed on October 26th, when Steinbeck wrote in his journal: "Finished this day -- and I hope to God it's good."

Published in April 1939, The Grapes of Wrath became an enormous bestseller, winning critical praise from many of the best reviewers in the country. It also earned the Pulitzer Prize and was made into a film by director John Ford. Not surprisingly, the novel helped to focus national attention on the migrant situation. Popular first lady Eleanor Roosevelt supported the book, and her strong views were widely reported in the press. Soon after, large sums of federal money were directed to California to aid the migrants, and Steinbeck's novel became a catalyst for the change in attitude of Californians themselves, many of whom had not understood the extent of the plight of the migrants.

Steinbeck had, in fact, managed to write his "big book." The Grapes of Wrath became an instant classic, and it has maintained its position over six decades, with a readership in the millions. There are precious few "great" American novels, and this is surely one of them. (Jay Parini)

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